Financial Services

Regulatory Compliance Training
That Keeps Pace With the Regulators.

FCA, SEC, MiFID II, and AML requirements change continuously — and every training gap creates regulatory exposure. MyPass LMS automates compliance assignment, CPD tracking, and audit evidence generation so your compliance team focuses on strategy, not spreadsheets.

No credit card required
15-day free trial
Regulatory audit trail built in
Regulatory Compliance Training That Keeps Pace With the Regulators. — MyPass LMS
100%
Audit-ready compliance evidence — generated instantly

Trusted by organisations across 15 countries

70%
Reduction in compliance training admin after structured automated deployment
100%
Audit-ready regulatory evidence from live data — always current, always ready
Day 1
Regulatory training assigned to every new hire automatically from their first day
0
Manual CPD tracking entries — hours recorded automatically per module completion
Built for Financial Services Compliance

Regulatory Requirements Change.
Your Training Has to Keep Up.

Financial services firms operate in one of the most heavily regulated environments of any industry. The cost of a compliance failure — FCA fine, SEC enforcement, client harm — exceeds the cost of the most sophisticated training programme by orders of magnitude. MyPass LMS makes regulatory training automatic, auditable, and always current so compliance is not an annual exercise.

Regulatory Compliance Automation
FCA, SEC, FINRA, MiFID II, AML, GDPR — mandatory regulatory training assigned by role automatically. Compliance status visible per employee, team, and business unit in real time without spreadsheet reconciliation.
CPD Tracking and Reporting
CPD hours recorded automatically per module completion. Regulatory body reporting evidence generated instantly. Every financial professional's continuing development status always current and always audit-ready.
Role-Based Regulatory Paths
Front office, risk, compliance, operations, and advisory teams each receive the regulatory training their specific function requires — assigned automatically based on role, jurisdiction, and product line.
Regulatory Update Deployment
When FCA issues new guidance or AML requirements change, deploy updated training across all affected roles the same day — not at the next scheduled training cycle. AI builder converts any regulatory update into a structured module immediately.
Audit Trail and Evidence
Every training event timestamped and stored from day one. FCA, SEC, and internal audit evidence generated in seconds — filtered by business unit, role, regulation, or individual employee. Always ready, never assembled manually.
New Hire Regulatory Onboarding
Every new joiner receives their complete regulatory induction — conduct rules, product knowledge, AML awareness, data protection — before they interact with clients or execute transactions.
Explore All Platform Features
Mandatory Regulatory Training That Assigns and Tracks Itself. — MyPass LMS
Regulatory training assigned by role — compliance status visible in real time
Compliance Automation

Mandatory Regulatory Training
That Assigns and Tracks Itself.

Financial services compliance training managed in spreadsheets is a regulatory risk in itself. When FCA visits and finds a training record that is months out of date or a role that was never assigned the right mandatory module, the conversation is not comfortable.

MyPass LMS assigns regulatory training by role automatically — conduct rules, product governance, AML, market abuse, GDPR, and any other mandatory framework your firm operates under. Compliance status is visible per employee, team, and business unit in real time.

Mandatory regulatory training assigned by role from first day of employment
Compliance status visible per employee, team, and business unit in real time
Regulatory changes deployed as updated training across affected roles the same day
See Compliance Features
CPD Hours That Record Themselves. Regulatory Evidence Ready Instantly. — MyPass LMS
CPD hours tracked automatically — regulatory evidence ready in seconds
CPD Tracking

CPD Hours That Record Themselves.
Regulatory Evidence Ready Instantly.

CPD tracking for financial professionals is a regulatory obligation, not optional reporting. FCA-regulated individuals must maintain evidenced CPD records — and assembling that evidence from multiple sources, verifying hours, and preparing regulatory body submissions is a significant administrative burden on compliance teams.

MyPass LMS records CPD hours automatically when a financial professional completes a qualifying module. Every hour is logged against their profile, visible to compliance administrators in real time, and exportable for FCA or regulatory body submission instantly.

CPD hours credited automatically per qualifying module completion
Live CPD totals per individual visible to compliance team at all times
Regulatory body submission evidence generated and exported in seconds
See CPD Tracking Features
FCA Visits on Tuesday. Your Evidence Is Ready on Monday. — MyPass LMS
Audit evidence filtered and exported instantly for any regulatory inspection
Regulatory Audit Reporting

FCA Visits on Tuesday.
Your Evidence Is Ready on Monday.

Regulatory inspections in financial services are not always scheduled. When the FCA, SEC, or internal audit team requests evidence that your regulated population is trained and compliant, the time between request and response matters.

Every training completion in MyPass LMS is recorded and timestamped automatically from day one. Audit evidence — filtered by regulated population, business unit, regulation type, or individual — is generated in seconds.

Complete regulatory training records with timestamps for every employee
Filtered audit reports by regulation, business unit, role, or individual in seconds
Always current — no preparation window needed before any regulatory inspection
Customer Stories

What Financial Services Teams Say
After Switching to MyPass LMS

★ ★ ★ ★ ★
MyPass LMS is extremely customisable and the support team made the platform feel entirely like ours. Easy to navigate, great adoption across every level of the organisation — our training completion rates have never been higher.
AS
Ashleigh S.
Senior Learning Partner
★ ★ ★ ★ ★
We have been a Kprise client for over four years. The platform has always felt like our own — supported every step, and the data we get back actually informs our decisions rather than just sitting in a report nobody reads.
SD
Shawn D.
Director · American Board
★ ★ ★ ★ ★
I am wondering why I never contacted these guys sooner. The AI course builder alone cut our content development time from weeks to days. Integration was smooth and the support team was genuinely invested in our success.
RN
Raghu Nath
President · E-Learning Organisation
Read Full Case Studies
Recognised by Independent Reviewers

Rated by Financial Services Training
and L&D Teams Across the Market

Independent ratings from training managers and L&D professionals who evaluated MyPass LMS against the full field.

Capterra Top 20
GetApp Leader
Software Advice FrontRunner
Best LMS
Capterra Verified
GetApp Verified
Software Advice Verified
Highly Recommended
Best Support
Customer Choice
Integrations

Connects to the Tools Your Team
Already Uses Every Day.

MyPass LMS fits into your existing tech stack without disruption — identity providers, HRIS systems, communication tools, and content standards all supported out of the box.

Okta SSO
Single sign-on for frictionless regulated staff access
Azure AD
Microsoft identity for financial services organisations
BambooHR
New joiners auto-enrolled in regulatory onboarding from day one
Zoom
Live regulatory training sessions alongside online compliance modules
SAML 2.0 SSO
Works with any identity provider your organisation uses
Check Out All Integrations
Related Use Cases

Extend Your Training
Across Every Audience.

Compliance Training
Use Case
Compliance Training
Automated mandatory training assignment, deadline tracking, and audit evidence for every regulatory framework your firm operates under.
Read more
Continuous Learning
Use Case
Continuous Learning
Keep your team's technical and regulatory knowledge current with structured, role-based continuing education that runs automatically.
Read more
Healthcare
Industry
Healthcare
Compliance automation for another highly regulated sector — the same automated training, tracking, and evidence generation applied to clinical requirements.
Read more
Common Questions

What Financial Services Teams Ask
Before Starting Their Free Trial

Can't find your answer? Visit the Help Center or book a call.

Which regulatory frameworks does MyPass LMS support?
MyPass LMS supports any regulatory training framework you configure — FCA conduct rules, MiFID II, AML, GDPR, SMCR, SEC, FINRA, and any internal policy framework. You define the mandatory training per role and regulation, and MyPass LMS assigns, tracks, and reports on it automatically.
How does CPD tracking work for FCA-regulated individuals?
CPD hours are recorded automatically when a regulated individual completes a qualifying training module. Live totals are visible per person at all times. Regulatory body reporting evidence is generated and exported in seconds — no manual entry, no end-of-year reconciliation.
How quickly can we deploy updated training when regulations change?
Immediately. The MyPass LMS AI builder converts any regulatory update, FCA guidance note, or policy document into a structured training module automatically. Updated training is deployed to all affected roles the same day the regulation changes — not at the next training cycle.
Can we generate FCA audit evidence instantly?
Yes. Every training completion is timestamped and stored from day one. Audit evidence filtered by regulated population, business unit, regulation type, or individual is generated in seconds. Your compliance team presents complete, current, formatted evidence without any manual data assembly.
Can we manage different regulatory requirements across jurisdictions?
Yes. MyPass LMS supports multiple regulatory frameworks simultaneously. Different roles and locations can be assigned different mandatory training based on their specific regulatory obligations — UK FCA, EU MiFID II, US SEC, or any other jurisdiction — all managed from one administrative console.
Is the 15-day trial fully featured for financial services compliance?
Yes. Full platform access for 15 days, no credit card required. Configure mandatory regulatory training by role, test CPD tracking, verify audit reporting, and convert a regulatory document into a training module before committing. Start your free trial here.
15-Day Free Trial — No Card Required

Regulatory Compliance That Keeps Up
With the Regulators.

When regulations change, training deploys the same day. When auditors arrive, evidence is ready in seconds. When new hires join, regulatory onboarding starts automatically. MyPass LMS runs your compliance training programme so your compliance team can focus on what regulators actually care about.

15-day free trial · No credit card required · Cancel anytime · AWS FedRAMP infrastructure

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